BASIC FEE
STRUCTURE
Portfolio
Total Market Value %Annual Fee
Up to first - $1,000,000 1.25%
Next $1,000,000 1.00%
Next $2,000,000 0.80%
Next $5,000,000 0.60%
Next $10,000,000 0.40%
Next $50,000,000 0.30%
Next $50,000,000 +0.25%
Investment Management Fees are billed at the end of each quarter
based on the market value of the assets under management as of the last business
day. Fees are billed directly to a predetermined discretionary account on a
quarterly basis.
GoodWin Asset Management does not receive compensation from the broker/dealer
for any investment advisory client transactions. Its fee for rendering advice is
paid directly by the client. We also do not charge any minimum retainer fee for
any accounts under our management.
Investment management fee does not include brokerage commissions, other
transaction costs and custodial fees. Any charges by way of transaction costs or
custodial fees have to be paid separately by the client.
The Advisor may terminate the Advisory services to the client at any time and
for any reason upon 30 (thirty) days written notice of termination. If the
Client terminates the advisory contract within 5 (five) business days of
signing, the client is entitled to full refund. In all cases the client will be
responsible for the fees which may accrue through the termination date of the
contract.
